SFC Licences of MACONOCHIE Sholto James Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 01 September 2023 | 28 March 2024 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 28 March 2019 | 27 June 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 March 2019 | 15 March 2019 |