SFC Licences of ZHAO Jiaqi 趙佳琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 14 January 2021
CLSA Limited 中信里昂證券有限公司
RE 4 14 January 2021 26 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 25 November 2020
CLSA Limited 中信里昂證券有限公司
RE 1 25 November 2020
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司
RE 6 08 March 2019 06 November 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 08 March 2019 06 November 2020