SFC Licences of ZHAO Jiaqi 趙佳琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 14 January 2021 | 26 July 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 14 January 2021 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 25 November 2020 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 November 2020 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 08 March 2019 | 06 November 2020 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 08 March 2019 | 06 November 2020 |