SFC Licences of HU Deyue
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 05 October 2020 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 September 2020 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 18 March 2019 | 10 July 2020 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 18 March 2019 | 10 July 2020 |