SFC Licences of HE Xiaoshen 賀晓深

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 29 December 2021 08 April 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 29 December 2021 08 April 2022
Shanxi Securities International Futures Limited 山證國際期貨有限公司
RE 2 02 April 2019 11 December 2021
Shanxi Securities International Limited 山證國際證券有限公司
RE 1 02 April 2019 11 December 2021