SFC Licences of HE Xiaoshen 賀晓深
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 29 December 2021 | 08 April 2022 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 29 December 2021 | 08 April 2022 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
RE | 2 | 02 April 2019 | 11 December 2021 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
RE | 1 | 02 April 2019 | 11 December 2021 |