SFC Licences of CHAN Siu Ting 陳小婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 09 October 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 30 April 2021 | 20 September 2023 |
| Odysseus Capital Asia Limited 奧澌資本亞洲有限公司 | RE | 6 | 10 May 2019 | 05 July 2019 |