SFC Licences of LIU Lingyu 劉靈予

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 22 March 2019 23 March 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 4 30 September 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1 06 September 2021
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司
RE 3 28 April 2021 13 August 2021
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司
RE 1, 2 20 April 2021 13 August 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 22 March 2019 23 March 2021