SFC Licences of LIU Lingyu 劉靈予
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 30 September 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 06 September 2021 | |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 28 April 2021 | 13 August 2021 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 20 April 2021 | 13 August 2021 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 20 April 2021 | 13 August 2021 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 22 March 2019 | 23 March 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 22 March 2019 | 23 March 2021 |