SFC Licences of CHEN Wuhao 陳吳昊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 11 January 2024
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 26 March 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 26 March 2019