SFC Licences of MO Xianjue 莫先觉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 20 March 2024 | |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 | RE | 9 | 12 August 2022 | 28 December 2023 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 01 June 2022 | 28 December 2023 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 | RE | 1 | 21 May 2020 | 30 April 2022 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 30 May 2019 | 31 March 2020 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 25 March 2019 | 31 March 2020 |