SFC Licences of BRENNAN-CHONG James Yuwen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 06 January 2020 | 09 January 2020 |
| UBS Securities Asia Limited | RE | 4 | 03 April 2019 | 09 April 2019 |