SFC Licences of LONG Yu 龍雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 19 April 2021 | 13 October 2021 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 19 April 2021 | 13 October 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 12 November 2019 | 14 September 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 25 September 2019 | 14 September 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 12 April 2019 | 13 June 2019 |