SFC Licences of CAO Jian 曹劍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 03 August 2020 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 03 August 2020 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 03 August 2020 | |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 | RE | 4 | 16 April 2019 | 29 June 2020 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 | RE | 9 | 16 April 2019 | 29 June 2020 |