SFC Licences of CHEN Tzu Yuan 陳資元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 08 April 2019 | 06 June 2019 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 08 April 2019 | 06 June 2019 |