SFC Licences of LIU Hui 劉滙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 04 August 2023 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 04 August 2023 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 24 May 2021 | 22 November 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 May 2021 | 22 November 2022 |
Merrill Lynch Far East Limited | RE | 6 | 23 April 2019 | 19 March 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 April 2019 | 19 March 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 April 2019 | 19 March 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 23 April 2019 | 19 March 2021 |
Merrill Lynch Far East Limited | RE | 1 | 23 April 2019 | 19 March 2021 |
Merrill Lynch Far East Limited | RE | 4 | 23 April 2019 | 19 March 2021 |