SFC Licences of SHAM Shiu Him Henry 岑劭謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 29 March 2022 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 29 March 2022 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 29 March 2022 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 21 June 2021 | 26 February 2022 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 21 June 2021 | 26 February 2022 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 | RE | 4 | 21 May 2019 | 04 June 2021 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 | RE | 1 | 21 May 2019 | 04 June 2021 |
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 | RE | 1 | 21 May 2019 | 04 June 2021 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 4 | 21 May 2019 | 13 February 2020 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 1 | 21 May 2019 | 13 February 2020 |