SFC Licences of XIE Zhiqiu 謝知秋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 19 August 2019 | 29 June 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 August 2019 | 29 June 2023 |
| CCB Securities Limited 建行證券有限公司 | RE | 9 | 25 April 2019 | 05 August 2019 |
| CCB Securities Limited 建行證券有限公司 | RE | 1 | 25 April 2019 | 05 August 2019 |
| CCB Securities Limited 建行證券有限公司 | RE | 4 | 25 April 2019 | 05 August 2019 |