SFC Licences of LAW Cheuk Yan, Vanessa 羅卓恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 03 April 2020 | 06 August 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 03 April 2020 | 06 August 2020 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 27 March 2020 | 06 August 2020 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 27 March 2020 | 06 August 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 27 March 2020 | 06 August 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 27 March 2020 | 06 August 2020 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 30 April 2019 | 29 November 2019 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 30 April 2019 | 29 November 2019 |