SFC licenceholder BOH321 ZHANG Shuqin 張書琴

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 31 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 15 January 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 18 April 2019 23 December 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 18 April 2019 23 December 2019