SFC Licences of LI Xinyi 李欣怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 08 December 2021 | |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 15 November 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 15 November 2021 | |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 24 September 2019 | 12 October 2021 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 September 2019 | 12 October 2021 |
| Lion Asset Management Limited 獅子資產管理有限公司 | RE | 9 | 17 June 2019 | 23 August 2019 |
| Lion Asset Management Limited 獅子資產管理有限公司 | RE | 4 | 17 June 2019 | 23 August 2019 |
| Lion Futures Limited 獅子期貨有限公司 | RE | 5 | 17 June 2019 | 23 August 2019 |
| Lion Futures Limited 獅子期貨有限公司 | RE | 2 | 17 June 2019 | 23 August 2019 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 | RE | 1 | 17 June 2019 | 23 August 2019 |