SFC Licences of LIN Tsz Wai 林子慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 27 April 2023 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 27 April 2023 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 15 March 2023 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 15 March 2023 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 15 March 2023 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 15 March 2023 | |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 4 | 04 September 2020 | 06 February 2023 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 04 September 2020 | 06 February 2023 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 23 April 2019 | 21 August 2020 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 23 April 2019 | 21 August 2020 |