SFC Licences of SHEN Tianyi 沈天一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 19 June 2019 | 22 April 2021 |
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 4 | 23 April 2019 | 02 June 2019 |
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 9 | 23 April 2019 | 02 June 2019 |