SFC Licences of MOOIJEKIND YIN Jade Xuan 殷璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 24 September 2021 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 02 September 2021 | |
Brown Brothers Harriman (Hong Kong) Limited | RE | 3 | 12 October 2020 | 17 August 2021 |
Brown Brothers Harriman (Hong Kong) Limited | RE | 1 | 12 October 2020 | 17 August 2021 |
West 22nd Capital Advisers (Hong Kong) Limited 萬昇資本顧問(香港)有限公司 | RE | 9 | 12 June 2019 | 12 June 2020 |
West 22nd Capital Advisers (Hong Kong) Limited 萬昇資本顧問(香港)有限公司 | RE | 4 | 12 June 2019 | 12 June 2020 |