SFC Licences of BROWNELL James Llewellyn
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 03 February 2023 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 03 February 2023 | |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 06 July 2020 | 20 August 2021 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 06 July 2020 | 20 August 2021 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 26 April 2019 | 12 August 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 26 April 2019 | 12 August 2019 |