SFC Licences of LI Shangyi 酈尚义
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 02 November 2021 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 November 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 02 May 2019 | 24 September 2021 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 02 May 2019 | 24 September 2021 |