SFC Licences of LI Xun 李尋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RE | 9 | 04 September 2023 | |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RE | 4 | 04 September 2023 | |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 03 May 2019 | 20 August 2023 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 03 May 2019 | 20 August 2023 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 03 May 2019 | 20 August 2023 |