SFC Licences of XU Xu 徐煦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 02 June 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 02 June 2021 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 17 May 2019 | 30 April 2021 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 17 May 2019 | 30 April 2021 |