SFC Licences of LI Mao 李懋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 06 June 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 06 June 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 06 June 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 06 June 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 06 May 2021 21 October 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 06 May 2021 21 October 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 08 May 2019 17 March 2021
CLSA Limited 中信里昂證券有限公司 RE 4 08 May 2019 17 March 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 08 May 2019 17 March 2021
CLSA Limited 中信里昂證券有限公司 RE 1 08 May 2019 17 March 2021