SFC Licences of NG Yik Yau 吳亦猷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gateway Private Markets (HK) Limited | RE | 9 | 09 December 2019 | 16 December 2019 |
Gateway Private Markets (HK) Limited | RE | 1 | 13 November 2019 | 16 December 2019 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 03 June 2019 | 18 October 2019 |