SFC Licences of WU Xiuyuan 吳修遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 November 2021 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 16 May 2019 | 06 October 2021 |