SFC Licences of CHAN Wa Sing 陳華星
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 11 November 2020 | 12 July 2021 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 11 November 2020 | 12 July 2021 |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 11 February 2020 | 19 October 2020 |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 2 | 03 January 2020 | 19 October 2020 |
CN First International Futures Limited 中一期貨有限公司 | RE | 2 | 26 August 2019 | 30 September 2019 |