SFC Licences of GUAN Yaoyu 關堯宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 10 December 2019 | 29 May 2020 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 14 October 2019 | 29 May 2020 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 14 May 2019 | 02 August 2019 |