SFC Licences of XIAO Jie 肖杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 04 December 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 04 December 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 04 December 2020 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 15 May 2019 | 27 September 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 May 2019 | 27 September 2019 |