SFC Licences of CHAN Lap Hang Nicholas 陳立行

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 27 May 2019 04 September 2022
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 27 May 2019 04 September 2022