SFC Licences of CHAN Lap Hang Nicholas 陳立行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 27 May 2019 | 04 September 2022 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 27 May 2019 | 04 September 2022 |