SFC Licences of LIU Ka Fai 廖家輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 07 April 2021 | 14 March 2023 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 07 April 2021 | 14 March 2023 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 19 June 2019 | 17 March 2021 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 9 | 19 June 2019 | 17 March 2021 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 19 June 2019 | 17 March 2021 |