SFC Licences of YAU Ka Man 丘家敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 29 March 2022 | 04 November 2022 |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 23 March 2022 | 04 November 2022 |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 23 March 2022 | 04 November 2022 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 | RE | 9 | 14 June 2019 | 20 February 2022 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 | RE | 4 | 14 June 2019 | 20 February 2022 |