SFC Licences of TSE Si Man 謝蕬蔓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 31 March 2022 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 31 March 2022 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 27 May 2019 | 04 March 2022 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 27 May 2019 | 04 March 2022 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 27 May 2019 | 04 March 2022 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 27 May 2019 | 04 March 2022 |