SFC Licences of CAO Jiayu 曹佳玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 16 April 2021 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 17 March 2021 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 28 May 2019 | 11 February 2021 |