SFC Licences of LI Bojie 李博杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 2 24 August 2021
UBS Securities Asia Limited RE 2 24 August 2021
UBS Securities Hong Kong Limited RE 1 24 August 2021
UBS Securities Asia Limited RE 1 24 August 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 02 July 2019 28 July 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 02 July 2019 28 July 2021