SFC Licences of LI Bojie 李博杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 24 August 2021 | |
| UBS Securities Hong Kong Limited | RE | 1 | 24 August 2021 | |
| UBS Securities Asia Limited | RE | 2 | 24 August 2021 | |
| UBS Securities Asia Limited | RE | 1 | 24 August 2021 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 02 July 2019 | 28 July 2021 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 02 July 2019 | 28 July 2021 |