SFC Licences of CHAN Sze 陳詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 27 January 2022 | |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 27 January 2022 | |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 24 November 2021 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 November 2021 | |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 | RE | 2 | 11 November 2020 | 05 November 2021 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 14 July 2020 | 05 November 2021 |
| Joincap Capital Limited 中楷資本有限公司 | RE | 9 | 24 June 2019 | 10 July 2020 |
| Grit Securities Limited 啟恒證券有限公司 | RE | 1 | 24 June 2019 | 10 July 2020 |
| Joincap Capital Limited 中楷資本有限公司 | RE | 4 | 24 June 2019 | 10 July 2020 |