SFC Licences of XIE Wenjun 謝文軍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 30 October 2023 | |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 30 October 2023 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 03 June 2019 | 07 July 2023 |