SFC Licences of XIE Wenjun 謝文軍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 1 30 October 2023
Emperor Securities Limited 英皇證券有限公司 RE 1 30 October 2023
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 03 June 2019 07 July 2023