SFC Licences of CHU Siu Chung 朱兆聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 May 2023 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 May 2023 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 14 June 2019 | 28 April 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 14 June 2019 | 28 April 2023 |