SFC Licences of SUN Jia 孫佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morningstar Investment Management Asia Limited | RE | 4 | 23 November 2021 | 02 March 2022 |
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 9 | 07 July 2021 | 26 October 2021 |
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 4 | 02 December 2020 | 26 October 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 June 2019 | 15 May 2020 |