SFC Licences of SUN Jia 孫佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morningstar Investment Management Asia Limited RE 4 23 November 2021 02 March 2022
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 RE 9 07 July 2021 26 October 2021
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 RE 4 02 December 2020 26 October 2021
CLSA Limited 中信里昂證券有限公司 RE 4 11 June 2019 15 May 2020