SFC Licences of CHAN Ho Yin Ronald 陳浩賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 21 October 2021 | |
| UBS Securities Asia Limited | RE | 1 | 21 October 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 11 June 2019 | 22 June 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 June 2019 | 22 June 2021 |