SFC Licences of WANG Yuan 王渊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 21 June 2021 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 17 January 2020 | 18 May 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 17 January 2020 | 18 May 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 09 December 2019 | 18 May 2021 |
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RE | 6 | 24 June 2019 | 22 November 2019 |