SFC licenceholder BOL438 WANG YUAN 王渊

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 January 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [6] (Advising on Corporate Finance) 09 December 2019
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 RE [6] (Advising on Corporate Finance) 24 June 2019 22 November 2019