SFC Licences of GIARRATANO James Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 20 August 2021 | 29 July 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 26 July 2021 | 29 July 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 November 2020 | 09 July 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 14 June 2019 | 21 June 2019 |