SFC Licences of XIE Yi 謝溢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 13 September 2019 | 06 June 2020 |
| UBS Securities Asia Limited | RE | 2 | 13 September 2019 | 06 June 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 17 June 2019 | 06 June 2020 |
| UBS Securities Asia Limited | RE | 1 | 17 June 2019 | 06 June 2020 |