SFC Licences of WU Shuk Ching 胡淑清

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 02 July 2021
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 02 July 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 02 July 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 26 March 2020 10 June 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 June 2019 10 June 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 20 June 2019 10 June 2021