SFC Licences of WU Shuk Ching 胡淑清
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 02 July 2021 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 02 July 2021 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 02 July 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 26 March 2020 | 10 June 2021 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 20 June 2019 | 10 June 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 20 June 2019 | 10 June 2021 |