SFC Licences of WU Peizhe 吳沛哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Forthright Capital Management Limited 方德資本管理有限公司 | RE | 9 | 27 February 2023 | 20 July 2023 |
Forthright Securities Company Limited 方德證券有限公司 | RE | 4 | 23 February 2022 | 20 July 2023 |
Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 23 February 2022 | 20 July 2023 |
uSmart Securities Limited 盈立證券有限公司 | RE | 4 | 11 August 2020 | 04 October 2020 |
uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 11 August 2020 | 04 October 2020 |
Forthright Securities Company Limited 方德證券有限公司 | RE | 4 | 23 December 2019 | 30 June 2020 |
Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 23 December 2019 | 30 June 2020 |