SFC Licences of YU Hongtao 于洪濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 4 03 April 2024
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 1 03 April 2024
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 4 03 April 2024
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 1 03 April 2024
JMC Capital International Limited 富喬鑫國際投資有限公司 RE 4 13 November 2023 03 April 2024
JMC Capital International Limited 富喬鑫國際投資有限公司 RE 1 13 November 2023 03 April 2024
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 4 13 November 2023 03 April 2024
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 1 13 November 2023 03 April 2024
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 11 April 2022 03 November 2023
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 11 April 2022 03 November 2023
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 9 17 December 2021 20 March 2022
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 4 16 September 2021 20 March 2022
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 16 September 2021 20 March 2022
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 4 19 June 2019 21 July 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 19 June 2019 21 July 2021