SFC Licences of LOKE Chern Yang Ian 陆振扬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 20 June 2023 | |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 20 June 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 24 June 2019 | 20 April 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 24 June 2019 | 20 April 2020 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 24 June 2019 | 20 April 2020 |