SFC Licences of LI Xiao Yu 李晓宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 06 December 2021 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 17 July 2019 | 19 November 2021 |